Job Description
Join our dynamic compliance team at Global Financial Solutions Inc., a leading financial services firm headquartered in Jersey City, NJ. We are seeking a dedicated Senior Compliance Officer to ensure regulatory adherence and foster a culture of compliance excellence. This role offers competitive compensation, comprehensive benefits, and opportunities for professional growth in one of the nation's premier financial hubs.
Responsibilities
- Develop, implement, and monitor compliance programs to align with federal regulations (SEC, FINRA, CFTC) and state laws
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Prepare detailed regulatory reports and maintain accurate compliance documentation
- Collaborate with legal, operations, and audit teams to resolve compliance issues
- Train staff on regulatory requirements and compliance policies
- Stay updated on regulatory changes and advise on compliance implications
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Strong knowledge of SEC/FINRA regulations and AML/BSA requirements
- Certified Regulatory Compliance Manager (CRCM) or similar designation
- Exceptional analytical and problem-solving skills
- Proven ability to interpret complex regulatory frameworks
- Excellent written and verbal communication skills