Job Description
Join our award-winning compliance team as a remote-friendly Senior Compliance Officer in Kansas City! You'll safeguard our organization by ensuring adherence to federal regulations (FINRA, SEC, OCC) while enjoying Kansas City's vibrant culture and cost of living advantages. This hybrid role combines remote flexibility with quarterly on-site collaboration at our downtown headquarters. We offer competitive benefits, professional development stipends, and a commitment to work-life balance.
Responsibilities
- Develop and implement compliance policies aligned with evolving financial regulations
- Conduct risk assessments and internal audits for banking/financial services operations
- Train staff on KYC/AML procedures and ethical conduct standards
- Manage regulatory reporting requirements for state and federal agencies
- Investigate potential compliance violations and recommend corrective actions
- Collaborate with legal and audit teams on compliance frameworks
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or fintech
- Certified Regulatory Compliance Manager (CRCM) or equivalent designation
- Expert knowledge of BSA/AML, Dodd-Frank, and Kansas state regulations
- Experience with compliance management software (e.g., MetricStream, Adenza)
- Strong analytical skills with attention to detail
- Ability to work independently in remote environment