Job Description
Join our dynamic team as a Senior Compliance Officer in Philadelphia and become a guardian of ethical business practices. You'll ensure our financial institution maintains full regulatory compliance while driving innovation in risk management. This role offers competitive compensation and opportunities for professional growth in a thriving metropolitan hub.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with federal regulations (SEC, FINRA, CFPB)
- Conduct risk assessments and internal audits to identify compliance gaps
- Provide regulatory guidance to stakeholders across all business units
- Investigate and resolve compliance violations with corrective action plans
- Prepare detailed reports for senior management and regulatory bodies
- Train employees on compliance policies and regulatory updates
- Monitor industry trends and emerging regulatory requirements
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Strong knowledge of SEC regulations, AML, and KYC protocols
- Professional certification (CCEP, CRCM, CAMS) required
- Exceptional analytical and problem-solving abilities
- Excellent written communication and report-writing skills
- Experience with compliance software and data analytics tools