Job Description
Join our prestigious financial regulatory team in the heart of Washington, DC as a Senior Compliance Officer. You will be pivotal in ensuring adherence to federal regulations, implementing robust compliance frameworks, and safeguarding our organization against evolving financial risks. This role offers unparalleled exposure to regulatory policy development and high-stakes financial oversight in one of the world's most critical compliance hubs.
Responsibilities
- Develop and maintain comprehensive compliance programs aligned with SEC, CFTC, and Federal Reserve regulations
- Conduct rigorous internal audits and risk assessments across trading, lending, and investment operations
- Lead regulatory examinations interactions with federal agencies including FINRA and OCC
- Design and deliver compliance training programs for 500+ employees
- Monitor legislative updates and advise on policy impacts to business operations
- Manage whistleblower protocols and regulatory reporting requirements
- Collaborate with legal and audit teams on enforcement actions and corrective measures
Qualifications
- 7+ years of compliance experience in financial services with federal regulatory exposure
- Advanced degree in Law, Finance, or Business (JD/MBA preferred)
- Certified Regulatory Compliance Manager (CRCM) or CCEP designation required
- Expert knowledge of Dodd-Frank Act, Basel III, and AML regulations
- Proven experience managing compliance programs in financial institutions >$10B AUM
- Exceptional analytical skills with data-driven compliance monitoring experience
- Strong interpersonal skills for cross-functional stakeholder management