Job Description
Join our elite compliance team at Global Financial Solutions Inc., a leading financial services firm headquartered in Omaha. We're seeking a highly motivated Senior Compliance Officer to drive regulatory excellence and safeguard our operations. This premium role offers competitive compensation, comprehensive benefits, and unparalleled growth opportunities in Nebraska's thriving financial hub.
As a key member of our Risk Management Division, you'll shape our compliance framework while enjoying Omaha's exceptional quality of life and robust professional network. We provide industry-leading training, flexible work arrangements, and performance-based incentives.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with federal regulations (FINRA, SEC, OCC)
- Conduct high-stakes internal audits and regulatory examinations with meticulous attention to detail
- Lead complex risk assessments for financial products and services across 15+ states
- Train senior staff on emerging compliance requirements and regulatory updates
- Collaborate with legal and executive teams to mitigate compliance risks
- Manage regulatory reporting and maintain meticulous documentation systems
- Drive continuous improvement of compliance controls and monitoring systems
Qualifications
- Bachelor's degree in Finance, Accounting, or related field (Master's preferred)
- 7+ years of compliance experience in financial services
- FINRA Series 7, 24, and 63/66 licenses required
- Deep expertise in Dodd-Frank Act, BSA/AML, and SEC regulations
- Advanced proficiency in compliance software (e.g., ComplianceEase, NASDTrace)
- Proven track record of leading regulatory examinations and remediation projects
- Strong analytical skills with ability to interpret complex regulations
- Certified Regulatory Compliance Manager (CRCM) designation preferred