Job Description
Join our award-winning compliance team as a Remote-Friendly Compliance Officer in Houston! We're seeking a detail-oriented professional to ensure regulatory adherence across our financial services operations. This hybrid role offers 100% remote flexibility while connecting you to our dynamic Houston-based team. Enjoy competitive compensation, comprehensive benefits, and opportunities for professional growth in a rapidly evolving regulatory landscape.
Responsibilities
- Monitor and interpret federal/state regulations (SOX, Dodd-Frank, BSA) affecting financial services
- Develop and implement internal compliance policies/procedures with risk-based approach
- Conduct internal audits and compliance assessments across remote teams
- Lead regulatory examinations and coordinate with external auditors
- Design and deliver compliance training programs to 500+ employees
- Investigate and resolve compliance incidents with thorough documentation
- Collaborate with legal and operations teams on regulatory changes
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 5+ years compliance experience in financial services
- CCEP, CRCM, or CAMS certification preferred
- Expert knowledge of AML, KYC, and sanctions regulations
- Proven experience developing remote compliance programs
- Advanced proficiency in compliance software (e.g., RSA Archer, OnBase)
- Exceptional analytical skills with attention to detail