Job Description
Join our dynamic compliance team in Memphis and enjoy unprecedented work-life balance with flexible scheduling options! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence while maintaining a healthy work schedule. This role offers remote/hybrid flexibility and core hours (10 AM - 3 PM) with adaptable start/end times to accommodate personal needs. Ideal for professionals seeking career growth without sacrificing personal commitments.
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments for financial products
- Prepare detailed compliance reports for executive leadership
- Train staff on new regulations and internal procedures
- Investigate potential compliance violations and recommend corrective actions
- Collaborate with legal and audit teams on compliance initiatives
- Maintain accurate documentation of compliance activities
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience
- Strong knowledge of FINRA/SEC regulations
- Excellent written communication and documentation skills
- Ability to work independently with minimal supervision
- Proficiency in compliance management software
- Flexibility to work during core business hours (10 AM - 3 PM)
- Professional certification (CRCM, CAMS) preferred