Job Description
Join our dynamic compliance team as a Remote-Friendly Compliance Officer in Albuquerque, NM. We're seeking a detail-oriented professional to ensure regulatory adherence across financial operations while embracing flexible work arrangements. This hybrid role combines in-office collaboration with remote flexibility, offering competitive compensation and comprehensive benefits.
Albuquerque Compliance Partners is a leader in financial regulatory compliance, serving clients across the Southwest. Our collaborative culture values innovation, integrity, and work-life balance. Enjoy Albuquerque's vibrant arts scene, outdoor recreation, and affordable living while making a meaningful impact in the compliance field.
Responsibilities
- Develop, implement, and maintain compliance programs aligned with federal (SEC, FINRA) and state regulations
- Conduct risk assessments and internal audits to identify compliance gaps
- Prepare regulatory reports and disclosures for state and federal authorities
- Train staff on compliance policies and regulatory updates
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and executive teams on compliance strategy
- Monitor regulatory changes and adapt policies accordingly
Qualifications
- Bachelor's degree in Finance, Business, or related field; JD or MBA preferred
- 5+ years of compliance experience in financial services
- Strong knowledge of SEC, FINRA, and NM state regulations
- Experience with compliance software (e.g., Compliance.ai, Diligent)
- Excellent analytical and problem-solving skills
- Ability to work independently in remote environment
- Strong written and verbal communication skills
- Relevant certifications (CRCM, CAMS) preferred