Job Description
Join our award-winning compliance team as a Remote Compliance Officer in Milwaukee, WI! We're seeking a detail-oriented professional to ensure regulatory adherence across financial operations. Enjoy competitive compensation, comprehensive benefits, and a flexible remote work environment while making a tangible impact on risk management strategy. This hybrid role combines remote flexibility with quarterly in-person collaboration at our downtown Milwaukee headquarters.
Responsibilities
- Develop and implement compliance monitoring programs for financial regulations
- Conduct risk assessments and internal audits for AML/BSA requirements
- Prepare regulatory reports and manage documentation for SEC/FINRA filings
- Train staff on updated compliance policies and procedures
- Collaborate with legal team on regulatory changes and policy updates
- Investigate potential compliance violations and recommend corrective actions
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 5+ years of compliance experience in financial services
- Certified Compliance & Ethics Professional (CCEP) preferred
- Advanced knowledge of FINRA, SEC, and AML regulations
- Strong analytical skills with attention to detail
- Experience with compliance management software (e.g., MetricStream)
- Excellent written communication and report writing abilities