Job Description
Join our dynamic team at Minneapolis Financial Group as a Compliance Officer! We're urgently seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks. This hybrid role offers competitive compensation, comprehensive benefits, and the opportunity to shape our compliance framework in a fast-paced financial environment. Apply today and make an immediate impact!
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, CFTC) to ensure organizational compliance
- Conduct internal audits and risk assessments across banking operations
- Develop/implement compliance policies and procedures
- Train staff on compliance protocols and regulatory updates
- Investigate potential violations and recommend corrective actions
- Liaise with regulators during examinations and inquiries
- Prepare compliance reports for senior management and board
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- FINRA Series 24, 26, or 27 certification required
- Expertise in AML, KYC, and anti-fraud regulations
- Strong analytical and problem-solving abilities
- Exceptional written/verbal communication skills
- Proficiency with compliance software (e.g., Actimize, ComplyAdvantage)