Job Description
Join our dynamic team as a Remote Compliance Officer and play a pivotal role in safeguarding our organization's integrity. This fully remote-friendly position allows you to work from anywhere in the US while supporting our Henderson, NV headquarters. You'll ensure regulatory adherence, mitigate risks, and foster a culture of compliance excellence across all operations.
What We Offer:
- 100% remote work flexibility with occasional on-site meetings in Henderson
- Comprehensive benefits package including health insurance and 401(k)
- Professional development opportunities and certifications support
- Collaborative culture with a focus on work-life balance
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (e.g., FINRA, SEC, AML)
- Conduct regular audits and risk assessments to identify compliance gaps
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Train employees on compliance policies and regulatory updates
- Investigate and resolve compliance violations with corrective action plans
- Stay current with evolving industry regulations and best practices
- Collaborate with legal, finance, and operations teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industries
- Relevant certifications (e.g., CRCM, CAMS, CCEP) strongly preferred
- Deep knowledge of federal/state compliance regulations (Dodd-Frank, BSA, etc.)
- Exceptional analytical and problem-solving skills
- Proven ability to interpret complex regulatory requirements
- Strong written/verbal communication skills with attention to detail
- Experience with compliance software (e.g., MetricStream, RSA Archer)