Job Description
Join our dynamic compliance team as a Remote Compliance Officer in Arlington, TX! This hybrid role offers the flexibility of remote work while maintaining a strong connection to our Arlington office. You'll ensure regulatory adherence across financial operations, develop compliance frameworks, and mitigate risks in a fast-paced fintech environment. We provide competitive benefits, professional development opportunities, and a collaborative culture committed to ethical excellence. Remote candidates within Texas are strongly encouraged to apply.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (FINRA, SEC, OCC)
- Conduct risk assessments and internal audits for financial transactions
- Prepare regulatory reports and disclosures for stakeholders
- Train employees on compliance policies and procedures
- Investigate and resolve compliance violations with corrective action plans
- Stay updated on regulatory changes and implement necessary adjustments
- Collaborate with legal and operations teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Law, Business, or related field
- 5+ years of compliance experience in financial services
- Certification (CRCM, CCEP, or CAMS) preferred
- Strong knowledge of AML, KYC, and BSA/AML regulations
- Experience with compliance software (e.g., ComplyAdvantage, NICE Actimize)
- Exceptional analytical and problem-solving skills
- Ability to work independently with minimal supervision
- Excellent written and verbal communication skills