Job Description
Join our dynamic team as a Remote Compliance Officer and become a guardian of ethical business practices. This fully remote position offers the flexibility to work from anywhere while making a significant impact in Milwaukee's thriving business ecosystem. You'll develop and implement robust compliance frameworks, conduct risk assessments, and ensure adherence to federal regulations including FINRA, SEC, and state-specific requirements. Ideal for professionals seeking autonomy without sacrificing career growth in a supportive environment.
Responsibilities
- Develop and maintain comprehensive compliance programs aligned with industry regulations
- Conduct internal audits and risk assessments across all business operations
- Monitor regulatory changes and update policies accordingly
- Train employees on compliance protocols and ethical standards
- Investigate potential violations and recommend corrective actions
- Prepare detailed compliance reports for executive leadership
- Collaborate with legal and finance departments on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Law, Business Administration, or related field
- 5+ years of compliance experience in financial services or regulated industries
- Professional certification (CRCM, CAMS, or CCEP) preferred
- Deep knowledge of FINRA, SEC, and Wisconsin state regulations
- Exceptional analytical and problem-solving abilities
- Strong written communication skills for policy development
- Experience with compliance software (e.g., MetricStream, RSA Archer)