Job Description
Join our dynamic team as a Compliance Officer in Chandler, AZ where flexibility meets excellence! We're seeking a detail-oriented professional to ensure regulatory adherence while enjoying customizable work schedules. This role offers the perfect blend of structured responsibilities and autonomous time management, ideal for candidates seeking work-life balance without compromising career growth.
Responsibilities
- Monitor and enforce compliance with federal regulations (SOX, Dodd-Frank, AML)
- Develop and implement internal control procedures
- Conduct risk assessments and internal audits
- Prepare regulatory reports and disclosures
- Train staff on compliance protocols
- Investigate and resolve compliance violations
- Stay updated on regulatory changes
- Collaborate with legal and audit teams
Qualifications
- Bachelor's degree in Finance, Business, or Law
- 3+ years compliance/regulatory experience
- Certified Compliance & Ethics Professional (CCEP) preferred
- Strong analytical and problem-solving skills
- Exceptional written/verbal communication
- Proficiency in compliance software (e.g., RSA Archer)
- Ability to work independently with flexible hours
- Attention to detail and organizational excellence