Job Description
Join our innovative remote-first compliance team and safeguard financial integrity from anywhere in the US. As a Remote Compliance Officer, you'll protect our clients against regulatory violations while enjoying Henderson's renowned work-life balance. We provide cutting-edge compliance tools and a collaborative virtual environment where your expertise drives real impact. Perfect for professionals seeking flexibility without compromising career growth in the dynamic fintech landscape.
Responsibilities
- Monitor regulatory changes (FINRA, SEC, NMLS) and implement updated compliance protocols
- Conduct virtual audits of client financial records and transaction histories
- Develop and maintain digital compliance documentation systems
- Lead remote training sessions for staff on regulatory updates
- Investigate and resolve compliance violations through virtual hearings
- Collaborate with legal teams on remote compliance strategy development
- Generate digital compliance reports for executive stakeholders
Qualifications
- Bachelor's degree in Finance, Law, or related field
- 5+ years compliance experience with FINRA/SEC regulations
- Remote work proficiency with virtual collaboration tools
- Certified Regulatory Compliance Manager (CRCM) preferred
- Experience with digital audit platforms (e.g., AuditBoard
- Strong written communication for virtual documentation
- Nevada gaming/financial services knowledge a plus