Job Description
Join our dynamic team as a Remote Compliance Officer and safeguard our financial integrity while enjoying flexible work arrangements. We're seeking a detail-oriented professional to ensure regulatory adherence across all operations. This hybrid role offers competitive compensation, comprehensive benefits, and career growth opportunities in Omaha's thriving financial sector. Apply today to become a key guardian of our compliance framework.
Responsibilities
- Monitor regulatory changes and implement updated compliance protocols
- Conduct internal audits and risk assessments for financial operations
- Develop training programs for staff on compliance procedures
- Investigate and resolve compliance breaches promptly
- Prepare detailed compliance reports for executive review
- Collaborate with legal team on regulatory filings
- Ensure adherence to FINRA, SEC, and state regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 5+ years of compliance experience in financial services
- Strong knowledge of federal/state regulations (Dodd-Frank, AML)
- Certified Regulatory Compliance Manager (CRCM) preferred
- Advanced proficiency in compliance software (e.g., ComplySci
- Exceptional analytical and problem-solving abilities
- Experience with remote work tools and protocols
- Excellent written and verbal communication skills