Job Description
Join Nevada Financial Group as a Part-Time Compliance Officer and become a guardian of regulatory excellence in Reno's dynamic financial landscape. We seek a detail-oriented professional to ensure our operations align with federal and state regulations while maintaining our commitment to ethical standards. This flexible 20-hour/week role offers the perfect blend of impact and work-life balance.
Responsibilities
- Monitor regulatory updates from FINRA, SEC, and Nevada State Banking Division
- Conduct internal audits and risk assessments for financial products
- Develop and implement compliance policies and training programs
- Investigate and resolve compliance violations with documentation
- Collaborate with legal and audit teams on regulatory reporting
- Perform AML/KYC reviews for client accounts
- Maintain compliance records and audit trails
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in financial services
- FINRA Series 63/66 or equivalent Nevada compliance certification
- Proficiency with compliance software (e.g., Certegy, Actimize)
- Strong knowledge of federal/state banking regulations
- Exceptional analytical and problem-solving abilities
- Excellent written communication skills for policy drafting