Job Description
Are you a detail-oriented professional seeking a flexible work-life balance? Metro Compliance Group is currently looking for a dedicated Part-Time Compliance Officer to join our dynamic team in Philadelphia, Pennsylvania. In this pivotal role, you will play a crucial part in ensuring our organization adheres to federal and state regulations while maintaining high operational standards.
Why Join Us?
- Flexible part-time schedule allowing for work-life balance.
- Opportunity to work with a reputable firm in the financial sector.
- Professional development and growth opportunities.
We are looking for a proactive individual who can navigate complex regulatory landscapes with ease.
Responsibilities
- Monitor and audit internal business processes to ensure compliance with federal and state laws.
- Prepare and maintain accurate compliance reports, records, and documentation for internal and external audits.
- Conduct regular risk assessments to identify potential compliance gaps and mitigate them effectively.
- Collaborate with legal counsel to interpret complex regulatory requirements and implement necessary changes.
- Develop and deliver training sessions to educate staff on compliance policies and industry standards.
- Investigate internal incidents or violations and recommend corrective actions to management.
Qualifications
- Bachelor’s degree in Business Administration, Law, or a related field is preferred.
- Minimum of 2-3 years of experience in compliance, risk management, or regulatory affairs.
- Strong knowledge of relevant industry regulations, including FINRA, SEC, or state-specific laws.
- Excellent analytical skills with a keen attention to detail.
- Strong written and verbal communication skills.
- Ability to work independently and manage time effectively in a part-time capacity.