Job Description
Join our dynamic team as a Part-Time Compliance Officer at Arlington Financial Services. We're seeking a detail-oriented professional to ensure regulatory adherence while supporting our mission to deliver exceptional financial services. This flexible 20-hour/week role offers the perfect blend of impact and work-life balance in Arlington's thriving business district.
As a key member of our risk management team, you'll uphold compliance standards across all operations, protecting both our clients and our reputation. We provide comprehensive training and a collaborative environment where your expertise drives meaningful change. If you're passionate about precision and want to make a difference in financial compliance, we encourage you to apply today.
Responsibilities
- Monitor and enforce federal/state/regulatory compliance requirements (FINRA, SEC, AML)
- Conduct regular internal audits and risk assessments
- Develop/update compliance policies and procedures documentation
- Investigate and resolve compliance violations or discrepancies
- Provide compliance training to staff across departments
- Prepare detailed compliance reports for senior leadership
- Collaborate with legal counsel on regulatory changes
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in financial services
- Strong knowledge of FINRA/SEC regulations and AML protocols
- Proficient in compliance software (e.g., ComplyAdvantage, OnGuard)
- Exceptional analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Ability to work independently with minimal supervision