Job Description
Join our dynamic team as a Part-Time Compliance Officer in Greensboro, NC! Regulatory Solutions Inc. is seeking a detail-oriented professional to ensure adherence to federal and state regulations while fostering a culture of ethical compliance. This hybrid role offers flexible hours and the opportunity to make a tangible impact in the financial services sector.
As a key member of our compliance team, you'll conduct risk assessments, monitor policy implementation, and collaborate with cross-functional departments to maintain regulatory integrity. We value proactive problem-solvers who thrive in fast-paced environments and are committed to upholding the highest standards of operational excellence.
Responsibilities
- Conduct internal audits and compliance monitoring for financial products and services
- Develop and implement compliance policies aligned with FINRA, SEC, and NC state regulations
- Investigate potential violations and prepare detailed remediation reports
- Provide compliance training to staff on regulatory updates and best practices
- Manage documentation for audit trails and regulatory reporting requirements
- Stay current on evolving compliance legislation through continuous research
- Collaborate with legal counsel to resolve complex compliance issues
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Active CRCM or CAMS certification preferred
- Proficiency with compliance software (e.g., ComplianceEase, Wolters Kluwer)
- Strong analytical skills with attention to detail
- Excellent written and verbal communication abilities
- Ability to work independently with minimal supervision
- Valid North Carolina driver's license for occasional site visits