Job Description
Join our dynamic compliance team at Global Financial Services Inc. as a Part-Time Compliance Officer. This role is perfect for detail-oriented professionals seeking flexible hours while making a significant impact in regulatory oversight. You'll ensure adherence to federal and state regulations, conduct risk assessments, and develop compliance frameworks that protect our organization and clients. Enjoy a supportive environment with competitive benefits and professional growth opportunities.
Responsibilities
- Monitor and interpret regulatory changes affecting financial operations
- Conduct internal audits and compliance reviews across departments
- Develop and implement compliance policies and procedures
- Prepare detailed compliance reports for senior leadership
- Train staff on regulatory requirements and best practices
- Investigate potential compliance breaches and recommend corrective actions
- Collaborate with legal and risk management teams
- Stay updated on industry trends and regulatory developments
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Knowledge of FINRA, SEC, and NC state regulations
- Strong analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Proficiency in compliance management software (e.g., Compliance.ai)
- Certification (CRCM, CCEP, or CCM) preferred
- Ability to work independently with minimal supervision