Job Description
Join our dynamic compliance team at Global Financial Solutions Inc., a leading financial services firm in Boston's vibrant financial district. We're seeking a detail-oriented Part-Time Compliance Officer to ensure adherence to regulatory requirements while supporting our mission to deliver exceptional client experiences. This hybrid role (3 days/week onsite) offers flexible scheduling for qualified professionals looking to make an impact in a fast-paced environment.
Responsibilities
- Monitor and interpret federal/state regulations (FINRA, SEC, MA DFR) to ensure organizational compliance
- Conduct routine audits of client files and transaction records to identify potential risks
- Develop and maintain compliance documentation, including policies and training materials
- Collaborate with legal and operations teams to implement corrective actions
- Respond to regulatory inquiries and prepare examination responses
- Stay current on industry changes through continuous professional development
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 3+ years compliance/regulatory experience in financial services
- Strong knowledge of FINRA/SEC regulations and Massachusetts DFR requirements
- Certified Regulatory Compliance Manager (CRCM) designation preferred
- Exceptional analytical skills with attention to detail
- Proficient in Microsoft Office and compliance management software
- Excellent written and verbal communication skills