Job Description
Join Alaska Financial Services as a Part-Time Compliance Officer and play a pivotal role in safeguarding our regulatory integrity. This dynamic position offers flexible hours while ensuring adherence to federal and state financial regulations. You'll collaborate with cross-functional teams to implement compliance frameworks, conduct risk assessments, and maintain audit trails. Ideal for detail-oriented professionals seeking meaningful impact in a supportive environment.
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments
- Prepare compliance reports for senior management
- Train staff on regulatory requirements and best practices
- Investigate potential compliance breaches and recommend corrective actions
- Maintain accurate documentation of compliance activities
- Collaborate with legal counsel on regulatory interpretations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance or regulatory experience
- Knowledge of FINRA, SEC, and Alaska state regulations
- Strong analytical and problem-solving skills
- Excellent written and verbal communication abilities
- Proficiency in compliance software and MS Office Suite
- Ability to work independently with minimal supervision