Job Description
Join our dynamic compliance team in the heart of New Orleans! Global Financial Solutions Inc. is seeking a detail-oriented Compliance Officer to ensure regulatory adherence and mitigate risks across our financial operations. This role offers the opportunity to shape compliance strategies while working in a vibrant city known for its culture and innovation. Enjoy competitive benefits, professional development opportunities, and a collaborative work environment.
Responsibilities
- Develop, implement, and monitor compliance programs to adhere to federal/state regulations (e.g., FINRA, SEC, AML)
- Conduct internal audits and risk assessments to identify compliance gaps
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Train staff on regulatory requirements and ethical standards
- Collaborate with legal and risk management teams on policy updates
- Investigate potential violations and recommend corrective actions
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Strong knowledge of financial regulations (e.g., Dodd-Frank, BSA)
- Excellent analytical and problem-solving skills
- Relevant certifications (e.g., CRCM, CAMS) highly desirable
- Proficiency in compliance software and data analysis tools