Job Description
Join our award-winning compliance team as a Part-Time Compliance Officer in Colorado Springs. You'll be instrumental in safeguarding our organization through meticulous regulatory oversight and ethical governance. This hybrid role (3 days/week onsite) offers competitive compensation and the opportunity to make a tangible impact in a growing industry leader. Ideal for professionals seeking work-life balance without compromising on career growth.
Responsibilities
- Monitor and interpret federal/state regulations (CFR, FINRA, SEC) applicable to financial services operations
- Conduct risk assessments and internal audits with comprehensive documentation
- Develop/update compliance policies and procedures ensuring alignment with industry standards
- Train staff on regulatory requirements and ethical conduct protocols
- Investigate potential compliance breaches and recommend corrective actions
- Prepare detailed reports for executive leadership and regulatory bodies
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 3+ years compliance/regulatory experience in financial services
- Proficiency with regulatory databases (e.g., Bloomberg Law, Compliance.ai)
- Strong analytical skills with attention to detail
- Ability to manage multiple projects in a fast-paced environment
- Excellent written/verbal communication skills
- Relevant certifications (CRCM, CCEP) preferred