Job Description
Join our dynamic team at Global Financial Solutions Inc. as a part-time Compliance Officer with flexible hours! We're seeking a detail-oriented professional to ensure regulatory adherence while maintaining work-life balance. Enjoy remote-friendly options and competitive benefits in New Orleans' thriving financial sector. Shape our compliance framework while making a meaningful impact.
Responsibilities
- Monitor regulatory updates and implement compliance policies
- Conduct internal audits and risk assessments
- Prepare regulatory reports for federal/state agencies
- Train staff on compliance procedures and ethics
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and finance departments
- Maintain accurate compliance documentation
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience
- Knowledge of FINRA, SEC, and Louisiana state regulations
- Certified Regulatory Compliance Manager (CRCM) preferred
- Strong analytical and problem-solving skills
- Excellent written and verbal communication
- Ability to work independently with flexible scheduling