Job Description
Join our dynamic team at Global Financial Solutions Inc. as a Part-Time Compliance Officer in Newark, NJ. We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our fast-paced financial services environment. This flexible 20-hour/week role offers competitive compensation and the opportunity to make a tangible impact. Why Apply? Competitive hourly pay, remote flexibility options, and professional growth opportunities. Our Culture: Collaborative, innovative, and committed to excellence. Apply today and become part of our mission to deliver compliant, client-focused financial solutions.
Responsibilities
- Monitor regulatory updates (FINRA, SEC, AML) and implement compliance procedures
- Conduct internal audits and risk assessments across financial products
- Prepare compliance reports for executive stakeholders and regulatory bodies
- Train staff on regulatory requirements and best practices
- Investigate potential violations and recommend corrective actions
- Maintain accurate compliance documentation and audit trails
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- FINRA Series 63/65 or 26/27 licenses required
- Strong knowledge of AML, KYC, and Dodd-Frank regulations
- Exceptional analytical and problem-solving skills
- Proficiency in compliance software (e.g., ComplyAdvantage)
- Ability to work independently with minimal supervision