Job Description
Join Pittsburgh Financial Group as a Part-Time Compliance Officer and become a guardian of regulatory excellence! We're seeking a meticulous professional to ensure adherence to federal regulations while supporting our dynamic financial services team. This flexible opportunity (20-25 hrs/week) offers competitive compensation and the chance to make a tangible impact in a collaborative environment.
Responsibilities
- Monitor and enforce compliance with FINRA, SEC, and state regulations
- Conduct periodic risk assessments and internal audits
- Develop/update compliance policies and procedural documentation
- Deliver targeted compliance training to staff and advisors
- Investigate and resolve regulatory inquiries and exam findings
- Manage suspicious activity reporting (SAR) processes
- Stay current on evolving regulatory landscape changes
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Advanced knowledge of FINRA/SEC regulations and AML protocols
- Exceptional analytical and problem-solving abilities
- Strong written communication and documentation skills
- Proficiency with compliance software and MS Office Suite