Job Description
Join our dynamic team as a Part-Time Compliance Officer where you'll safeguard regulatory integrity while enjoying flexible hours in the heart of NYC. This hybrid role (3 days onsite/2 remote) offers the perfect blend of professional growth and work-life balance. At Global Financial Partners, we value compliance excellence and empower our team with cutting-edge tools and ongoing training.
Responsibilities
- Monitor and interpret evolving FINRA/SEC regulations to ensure full organizational compliance
- Conduct periodic internal audits and risk assessments across trading operations
- Develop and maintain comprehensive compliance documentation and training materials
- Collaborate with legal and operations teams on regulatory change implementation
- Investigate and resolve compliance incidents with detailed reporting
- Stay current on AML, KYC, and anti-fraud protocols through continuous education
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 3+ years compliance experience in financial services or fintech
- FINRA Series 24/26/27 or equivalent regulatory certification preferred
- Proficiency in compliance software (e.g., Certify, Compliance.ai)
- Exceptional analytical skills with attention to detail
- Strong written/verbal communication and presentation abilities
- Ability to work independently in a fast-paced environment