Job Description
Join our dynamic team as a Part-Time Compliance Officer and play a pivotal role in safeguarding our organization's integrity. This position offers the flexibility of part-time hours while allowing you to make a significant impact in ensuring regulatory adherence and ethical practices. We're seeking a detail-oriented professional passionate about compliance excellence in Pittsburgh's growing financial sector.
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits to ensure adherence to federal and state regulations
- Investigate potential compliance violations and recommend corrective actions
- Prepare comprehensive compliance reports for stakeholders and regulatory bodies
- Train staff on compliance procedures and regulatory requirements
- Maintain accurate documentation of compliance activities
- Collaborate with legal and risk management teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Knowledge of FINRA, SEC, and state regulations
- Strong analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Proficiency with compliance software and MS Office Suite
- Ability to work independently with minimal supervision
- Certification (CRCM, CAMS) preferred