Job Description
Join our dynamic team as a Part-Time Compliance Officer at Pacific Financial Group in Honolulu. We're seeking a detail-oriented professional to ensure regulatory adherence while supporting our mission to deliver exceptional financial services. This role offers flexible hours and the opportunity to make a meaningful impact in a supportive environment.
Responsibilities
- Monitor and interpret federal, state, and local regulations affecting financial operations
- Conduct internal audits and risk assessments to identify compliance gaps
- Develop and implement compliance policies and procedures
- Train staff on regulatory requirements and best practices
- Prepare detailed compliance reports for senior management
- Collaborate with legal and audit teams on compliance initiatives
- Respond to regulatory inquiries and examinations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Knowledge of FINRA, SEC, and Hawaii state regulations
- Strong analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Proficiency with compliance software and MS Office Suite
- CRCM or CCEP certification preferred