Job Description
Join our dynamic team as a Part-Time Compliance Officer in Milwaukee. This role is perfect for detail-oriented professionals seeking flexible hours while ensuring regulatory excellence. You'll safeguard our organization's integrity by interpreting complex regulations, implementing compliance frameworks, and fostering a culture of ethical conduct. Enjoy competitive pay and the opportunity to make a tangible impact in the financial services sector.
Responsibilities
- Monitor and interpret federal/state regulations (e.g., FINRA, SEC, AML)
- Develop and implement compliance policies/procedures
- Conduct risk assessments and internal audits
- Train staff on compliance requirements and ethical standards
- Investigate potential violations and recommend corrective actions
- Maintain accurate compliance documentation and reporting
- Collaborate with legal and senior leadership on regulatory changes
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience
- Strong knowledge of financial services regulations
- Certified Regulatory Compliance Manager (CRCM) preferred
- Exceptional attention to detail and analytical skills
- Proficient in compliance software and MS Office Suite
- Excellent written/verbal communication abilities
- Ability to work independently with minimal supervision