Job Description
Join our dynamic team at Philadelphia Financial Services Inc. as a Part-Time Compliance Officer, where you'll safeguard our organization's integrity in the heart of Philadelphia's thriving financial district. This hybrid role (3 days/week in office) offers the perfect blend of professional growth and work-life balance while ensuring adherence to federal and state regulations.
We're seeking a meticulous professional with a passion for regulatory excellence to support our banking operations. You'll work alongside industry experts in a collaborative environment that values innovation and compliance expertise. Enjoy competitive compensation, flexible scheduling, and opportunities for professional development.
Responsibilities
- Monitor and enforce compliance with FINRA, SEC, and Pennsylvania banking regulations
- Conduct periodic audits of transaction records and client documentation
- Develop and implement internal compliance policies and procedures
- Investigate potential regulatory breaches and prepare corrective action reports
- Train staff on compliance protocols and regulatory updates
- Liaise with regulatory agencies during examinations and inquiries
- Maintain accurate compliance documentation and reporting systems
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- FINRA Series 24 or 26 license preferred
- Proficiency in compliance management software (e.g., Smartsheet, ComplySci)
- Strong understanding of AML, KYC, and anti-fraud regulations
- Exceptional attention to detail and analytical skills
- Ability to work independently with minimal supervision
- Excellent written and verbal communication skills