Job Description
Join our dynamic team at Boston Financial Services as a Part-Time Compliance Officer. This role offers the perfect opportunity to apply your regulatory expertise in a flexible environment while contributing to our commitment to ethical operations and risk management. Enjoy competitive compensation, professional development opportunities, and a collaborative culture in Boston's thriving financial district.
Responsibilities
- Monitor and ensure adherence to federal, state, and industry regulations including FINRA, SEC, and AML requirements
- Develop and implement compliance policies, procedures, and control frameworks
- Conduct regular internal audits and risk assessments across business operations
- Provide compliance training and guidance to staff at all levels
- Investigate and resolve compliance violations or regulatory inquiries
- Stay current on evolving regulations and advise leadership on compliance implications
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services or regulated industry
- Strong knowledge of FINRA, SEC, and AML regulations
- Excellent analytical, problem-solving, and communication skills
- Certified Regulatory Compliance Manager (CRCM) or equivalent preferred
- Proficiency with compliance management software and reporting tools
- Ability to work independently with minimal supervision