Job Description
Join our dynamic compliance team at Global Financial Services Inc. as a Part-Time Compliance Officer in Richmond, VA. We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our financial operations. This role offers flexible hours while making a significant impact on our organization's integrity and legal compliance. Enjoy competitive compensation and the opportunity to work with industry experts in a supportive environment.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, OCC) affecting financial operations
- Conduct internal audits and compliance reviews of policies and procedures
- Develop and implement compliance training programs for staff
- Investigate potential violations and recommend corrective actions
- Maintain accurate compliance documentation and reporting
- Collaborate with legal and risk management teams on compliance initiatives
- Ensure adherence to AML, KYC, and data privacy regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Certified Compliance & Ethics Professional (CCEP) preferred
- Strong knowledge of federal/state financial regulations
- Exceptional analytical and problem-solving skills
- Proficiency in compliance management software (e.g., Certify, Compliance 360)
- Ability to work independently with minimal supervision