Job Description
Join Compliance Solutions Inc. as a Part-Time Compliance Officer and become a guardian of regulatory excellence in Wichita's thriving financial sector. This role offers the perfect blend of professional growth and work-life balance, allowing you to make a tangible impact while maintaining flexible hours. We're seeking a detail-oriented professional to ensure our operations adhere to ever-evolving federal and state regulations, safeguarding both our clients and our reputation.
Responsibilities
- Monitor and implement compliance policies aligned with FINRA, SEC, and Kansas state regulations
- Conduct risk assessments and internal audits for financial service operations
- Develop and deliver compliance training programs for staff at all levels
- Investigate and resolve regulatory violations with detailed documentation
- Stay current on regulatory changes through continuous research and industry networking
- Prepare comprehensive compliance reports for executive leadership review
Qualifications
- Bachelor's degree in Finance, Business Administration, or related field
- 2+ years of compliance experience in financial services or regulated industry
- Strong knowledge of AML, KYC, and Fair Lending regulations
- Proficient in Microsoft Office Suite and compliance management software
- Exceptional attention to detail with analytical problem-solving abilities
- Excellent written and verbal communication skills
- Certified Compliance & Ethics Professional (CCEP) preferred