Job Description
Join our dynamic compliance team in Denver and help shape regulatory excellence at a leading financial institution. We seek a proactive Compliance Officer to navigate complex regulatory landscapes and safeguard our organization's integrity. Enjoy competitive compensation, comprehensive benefits, and opportunities for professional growth in a supportive environment.
Responsibilities
- Monitor and interpret federal/state regulations (FINRA, SEC, CFPB) for financial products
- Conduct risk assessments and develop mitigation strategies for compliance gaps
- Design and implement internal control procedures across business units
- Lead internal audits and regulatory examinations with external bodies
- Deliver compliance training to 200+ employees quarterly
- Prepare regulatory reporting for executive leadership and board committees
- Collaborate with legal, audit, and business teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or CCEP designation
- Expertise in AML, KYC, and consumer protection regulations
- Advanced proficiency in compliance software (e.g., RSA Archer, Compliance 360)
- Strong analytical and problem-solving skills with regulatory interpretation
- Exceptional communication abilities for cross-functional training