Job Description
Urgently Hiring: Compliance Officer in Lubbock, TX
Join our dynamic team at Lubbock Financial Services and become a guardian of regulatory excellence. We're seeking a detail-oriented Compliance Officer to ensure adherence to federal, state, and industry regulations while fostering a culture of ethical integrity. This is your opportunity to make a tangible impact in West Texas' growing financial sector.
Responsibilities
- Monitor regulatory changes (FINRA, SEC, OCC, Texas Finance Code) and implement compliance protocols
- Conduct internal audits and risk assessments across banking operations
- Develop and deliver compliance training programs for staff
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports and maintain compliance documentation
- Collaborate with legal and audit teams on compliance initiatives
- Act as primary liaison for regulatory examinations
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years compliance/regulatory experience in financial services
- Active CRCM/CAMS/CCP certification or willingness to obtain within 6 months
- Deep knowledge of banking regulations (Regulations O, Z, E, CCARA)
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills
- Proficient in compliance management software (e.g., MetricStream, Wolters Kluwer)