Job Description
Join Compliance Solutions Group as a Part-Time Compliance Officer and play a vital role in safeguarding organizational integrity. We're seeking a detail-oriented professional to ensure regulatory adherence while driving ethical business practices. This hybrid role offers flexible scheduling and the opportunity to impact a growing financial services firm. If you thrive in dynamic environments and possess a passion for compliance excellence, apply today to join our Greensboro team.
Responsibilities
- Monitor and interpret regulatory updates (e.g., FINRA, SEC, AML) to implement compliance protocols
- Conduct internal audits and risk assessments for operational departments
- Develop and maintain compliance documentation, policies, and training materials
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and management teams on compliance initiatives
- Prepare periodic reports for regulatory bodies and senior leadership
- Stay current on industry trends affecting compliance requirements
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 3+ years of compliance/regulatory experience in financial services
- Strong knowledge of FINRA/SEC regulations and AML procedures
- Proficiency in compliance management software (e.g., ComplySci, MetricStream)
- Excellent analytical skills with attention to detail
- Ability to communicate complex regulations clearly to non-technical staff
- Professional certification (CRCM, CAMS, or CCEP) preferred
- Valid North Carolina driver's license for occasional off-site meetings