Job Description
We are seeking a highly detail-oriented and experienced Part-Time Compliance Officer to join our dynamic team in Reno, NV. In this pivotal role, you will be responsible for ensuring that our organization adheres to all applicable laws, regulations, and internal policies. If you have a passion for integrity and risk management and are looking for a flexible work schedule, we want to hear from you.
As a key member of our leadership team, you will help us maintain our reputation for excellence and trust within the financial sector.
Responsibilities
- Conduct regular internal audits and reviews to ensure strict adherence to federal and state regulations.
- Develop, update, and implement comprehensive compliance policies and procedures tailored to Reno's business environment.
- Monitor legislative changes and regulatory updates, advising senior management on necessary adjustments to business operations.
- Prepare and submit accurate compliance reports to regulatory bodies and internal stakeholders.
- Coordinate and facilitate mandatory compliance training sessions for staff to foster a culture of ethical behavior.
- Investigate potential violations of company policy or law and recommend effective corrective actions.
- Maintain up-to-date records of compliance activities and audit trails.
Qualifications
- Bachelor’s degree in Finance, Law, Business Administration, or a related field.
- Minimum of 3-5 years of experience in compliance, risk management, or auditing.
- Strong knowledge of financial regulations (e.g., FINRA, SEC, or Nevada state compliance laws).
- Excellent analytical skills with a keen eye for detail and accuracy.
- Strong verbal and written communication skills for training and reporting.
- Ability to work independently and manage time effectively in a part-time capacity.
- Certification such as CFE, CFA, or CRCM is highly preferred.