Job Description
Join our dynamic compliance team at Compliance Solutions Inc. and play a pivotal role in safeguarding our organization's integrity. We're seeking a meticulous Part-Time Compliance Officer to ensure adherence to federal regulations, internal policies, and industry standards. This flexible opportunity offers 25 hours/week with competitive compensation and remote-friendly options. Perfect for professionals seeking work-life balance while making a tangible impact in regulatory compliance.
Responsibilities
- Monitor regulatory changes (FINRA, SEC, AML) and implement compliance protocols
- Conduct risk assessments and internal audits across financial operations
- Prepare comprehensive compliance reports for executive stakeholders
- Train staff on updated regulatory requirements and ethical standards
- Manage compliance documentation and maintain audit trails
- Collaborate with legal and finance departments on policy development
- Investigate potential compliance breaches and recommend corrective actions
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience in financial services
- Active CRCM or CAMS certification strongly preferred
- Proficiency with compliance software (e.g., ComplianceEase, Diligent)
- Exceptional analytical and problem-solving abilities
- Strong written/verbal communication skills with attention to detail
- Ability to work independently with minimal supervision