Job Description
Join our dynamic team as an Immediate Hire Compliance Officer in Portland! We're seeking a detail-oriented professional to ensure regulatory adherence and drive ethical practices across all operations. This is your chance to make an immediate impact in a fast-paced financial services environment.
Why Apply Today?
- Start immediately with our accelerated onboarding process
- Competitive salary with comprehensive benefits package
- Opportunity for rapid career advancement
- Work with industry-leading compliance technologies
Responsibilities
- Monitor regulatory changes and implement compliance policies
- Conduct internal audits and risk assessments
- Prepare regulatory reports and documentation
- Train staff on compliance procedures and regulations
- Investigate potential compliance violations
- Collaborate with legal and executive teams
- Maintain compliance databases and tracking systems
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience
- Knowledge of FINRA, SEC, and federal regulations
- Strong analytical and problem-solving skills
- Excellent written and verbal communication
- Proficiency in compliance software (e.g., OnBase, Compliance.ai)
- Certified Regulatory Compliance Manager (CRCM) preferred