Job Description
Join our dynamic team at Global Financial Solutions Inc. as a Compliance Officer and play a pivotal role in safeguarding our organization's integrity. We're seeking a meticulous professional to ensure regulatory adherence, mitigate risks, and foster a culture of compliance excellence in our Arlington headquarters.
This role offers competitive compensation, comprehensive benefits, and opportunities for professional growth within a rapidly expanding financial services firm. If you're passionate about regulatory frameworks and ethical business practices, we encourage you to apply today.
Responsibilities
- Monitor and interpret evolving federal/state regulations (e.g., FINRA, SEC, OCC) to ensure organizational compliance
- Develop, implement, and maintain compliance policies, procedures, and internal controls
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Collaborate with legal, operations, and audit teams to resolve compliance issues
- Provide compliance training to employees and document all training activities
- Prepare detailed compliance reports for senior management and regulatory bodies
- Investigate potential violations and recommend corrective actions
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Strong knowledge of FINRA, SEC, and Texas state regulations
- Certified Regulatory Compliance Manager (CRCM) or similar certification required
- Exceptional analytical skills with attention to detail
- Proficiency in compliance software (e.g., Diligence, Compliance.ai)
- Excellent written/verbal communication and presentation skills
- Ability to thrive in a fast-paced, deadline-driven environment