Job Description
Join Financial Integrity Partners as a Compliance Officer and become a guardian of regulatory excellence in the heart of Raleigh's thriving financial district. We're seeking a meticulous professional to safeguard our operations against evolving compliance landscapes while driving ethical business practices. Enjoy competitive compensation, comprehensive benefits, and the opportunity to shape our compliance framework in a forward-thinking environment. Ideal candidates will thrive in dynamic settings where precision meets strategic thinking.
Responsibilities
- Develop, implement, and monitor internal compliance policies aligned with federal/state regulations (SEC, FINRA, FFIEC)
- Conduct risk assessments and internal audits to identify compliance gaps across banking operations
- Act as primary liaison between legal/regulatory bodies and internal departments
- Design and deliver compliance training programs for 200+ employees
- Manage incident response protocols for regulatory inquiries and examinations
- Stay current on emerging regulations (e.g., cryptocurrency, AML updates) through continuous research
- Generate executive-level compliance reports for Board of Directors
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field; JD/CAMS/CCEP preferred
- 5+ years compliance experience in financial services with direct regulatory exposure
- Advanced knowledge of banking regulations (BHC Act, Regulation CC, HMDA)
- Proficiency in compliance software (e.g., ComplySci, MetricStream)
- Exceptional written/verbal communication skills for policy development and training
- Strong analytical skills with experience creating risk assessment frameworks
- Proven ability to manage multiple concurrent regulatory examinations