Job Description
Join our award-winning compliance team in Austin as a Compliance Officer! We're seeking a detail-oriented professional to ensure regulatory adherence while driving innovation in financial services. Eligible for a $10,000 sign-on bonus! Enjoy competitive benefits, remote flexibility options, and career advancement opportunities in one of America's fastest-growing tech hubs.
Responsibilities
- Monitor regulatory changes (FINRA, SEC, OCC) and implement compliance policies
- Conduct risk assessments and internal audits for financial products
- Train staff on compliance protocols and regulatory updates
- Investigate potential violations and prepare remediation plans
- Collaborate with legal and risk management teams on compliance frameworks
- Manage compliance reporting for executive leadership and regulators
Qualifications
- Bachelor's degree in Finance, Law, or related field (MBA/JD preferred)
- 5+ years compliance experience in financial services
- Strong knowledge of AML, BSA, and anti-fraud regulations
- Experience with compliance software (e.g., ComplySci, Nasdaq)
- FINRA Series 24 or CCEP certification required
- Exceptional analytical and communication skills