Job Description
Join our dynamic compliance team at Global Financial Solutions Inc., where integrity meets innovation. As a Compliance Officer in our Miami headquarters, you'll safeguard our operations against regulatory risks while shaping our compliance framework. We offer a collaborative environment with competitive benefits and career growth opportunities. If you're passionate about regulatory excellence and thrive in fast-paced financial services, apply today to make a tangible impact.
Responsibilities
- Monitor and interpret regulatory changes (AML, BSA, OFAC) to ensure organizational compliance
- Develop, implement, and audit compliance policies across all business units
- Lead internal investigations and remediation efforts for compliance breaches
- Deliver targeted compliance training to 200+ employees quarterly
- Liaise with regulatory bodies (FinCEN, SEC) and external auditors
- Manage compliance reporting and risk assessments for executive leadership
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services or fintech
- Certified Compliance & Ethics Professional (CCEP) designation required
- Expert knowledge of federal/state banking regulations and AML protocols
- Advanced proficiency in compliance software (e.g., ComplyAdvantage, Nasdaq Diligence)
- Exceptional analytical skills with attention to detail
- Proven experience managing cross-functional compliance projects