Job Description
Join our award-winning compliance team as a Compliance Officer with comprehensive paid training! We're seeking detail-oriented professionals to safeguard our organization's integrity in Philadelphia's dynamic financial sector. This role offers unparalleled career growth through our 12-week paid training program covering regulatory frameworks, risk assessment, and industry best practices. Enjoy competitive compensation, comprehensive benefits, and the opportunity to shape our compliance culture while working in Philadelphia's vibrant business district.
Responsibilities
- Develop and implement compliance programs aligned with FINRA, SEC, and state regulations
- Conduct risk assessments and internal audits to identify compliance gaps
- Train staff on regulatory updates and ethical standards
- Investigate and resolve compliance violations with documented remediation plans
- Prepare regulatory reports and maintain compliance documentation
- Collaborate with legal and audit teams to ensure policy adherence
- Stay current on evolving financial regulations through continuous education
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- 0-2 years of compliance/regulatory experience (paid training provided)
- Strong analytical skills with attention to detail
- Excellent written and verbal communication abilities
- Proficiency in Microsoft Office and compliance software
- Certification eligibility (e.g., CRCM, CAMS) through our training program
- Ability to work independently and in cross-functional teams
- US work authorization and clean background check