Job Description
Join our elite compliance team as a Compliance Officer in Philadelphia! We're offering comprehensive paid training for motivated professionals to enter the dynamic field of financial compliance. This is your opportunity to build a rewarding career while protecting our clients' interests and ensuring regulatory excellence. Our structured 12-week training program covers AML, KYC, and FINRA regulations, with mentorship from industry veterans. Enjoy competitive compensation, full benefits, and clear career progression paths.
Responsibilities
- Monitor transactions for suspicious activity and ensure adherence to federal regulations
- Conduct risk assessments and implement compliance controls
- Prepare detailed regulatory reports and maintain audit trails
- Collaborate with internal departments to embed compliance practices
- Stay updated on regulatory changes (e.g., CFPB, SEC)
- Train junior staff on compliance protocols post-certification
- Manage compliance documentation and retention policies
Qualifications
- Bachelor's degree in Finance, Business, or related field (or equivalent experience)
- Strong analytical skills and attention to detail
- Basic understanding of financial regulations (training provided)
- Proficiency in Microsoft Office Suite
- Excellent written and verbal communication skills
- Ability to handle confidential information with integrity
- Willingness to obtain FINRA Series 7/63 certifications (company-sponsored)