Job Description
Join our dynamic compliance team in Jersey City and enjoy the security of weekly pay while shaping regulatory excellence at a leading financial institution. We're seeking a meticulous Compliance Officer to safeguard our operations in a fast-paced, rewarding environment. Weekly paycheck ensures financial stability while you drive compliance initiatives across trading platforms, AML protocols, and client onboarding. This hybrid role combines office collaboration with remote flexibility, offering competitive benefits including health insurance and professional development stipends.
Responsibilities
- Monitor regulatory updates (SEC, FINRA, NYDFS) and implement compliance policies across trading desks
- Conduct internal audits and risk assessments for AML/KYC procedures
- Train staff on regulatory changes and compliance best practices
- Investigate potential violations and prepare remediation reports
- Collaborate with legal teams on regulatory filings and disclosures
- Manage compliance documentation and audit trail maintenance
- Lead client due diligence reviews for high-net-worth accounts
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 3+ years compliance experience in financial services
- FINRA Series 63/65/66 licenses or equivalent regulatory certifications
- Proficiency with compliance software (e.g., ComplyAdvantage, NICE Actimize)
- Strong understanding of AML/BCT regulations and risk frameworks
- Exceptional analytical skills with attention to detail
- Effective communication skills for stakeholder reporting
- Ability to thrive in deadline-driven environments