Job Description
Join Fort Worth Financial Group as a Compliance Officer and enjoy the stability of weekly pay while making a meaningful impact in our dynamic financial services environment. We're seeking a detail-oriented professional to ensure regulatory adherence and foster a culture of compliance excellence. With competitive benefits, career growth opportunities, and a supportive team culture, this role offers both financial stability and professional fulfillment in one of Texas' most vibrant cities.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, state regulations) to implement updated compliance protocols
- Conduct thorough internal audits and compliance assessments across financial operations
- Develop and deliver comprehensive compliance training programs to staff at all levels
- Investigate and resolve compliance violations with corrective action plans
- Prepare detailed regulatory reports and maintain compliance documentation
- Collaborate with legal and risk management teams on compliance initiatives
- Advise senior leadership on emerging compliance risks and mitigation strategies
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or regulated industry
- Active CRCM or CAMS certification strongly preferred
- Proficiency with compliance software (e.g., Nasdaq Comply, Diligent)
- Expert knowledge of FINRA rules, SEC regulations, and Texas state laws
- Exceptional analytical skills and attention to detail
- Strong written/verbal communication and presentation abilities
- Proven ability to manage competing priorities in fast-paced environments